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SPRINGFIELD BUSINESS JOURNAL · 47 JAN. 29, 2018
FINANCIAL
AREA'S LARGEST SBA LENDERS
Rank
Name
Address
Telephone•Fax
Website
TotalLocalSBA
Loans2016
AmountofLocal
SBALoans
2016
2015
AverageSBALoan
Amount
2016
Branches
Local
Total
TopLocalExecutive(s),Title(s) HoldingCompany
Headquarters
Holding
Company
CEO
LocalCharterSince
1 (1)
Simmons Bank
4625 S National Ave, Springfield 65810
(417) 888-3000 • (417) 888-2080 51 $21,685,900
$17,400,000 $425,214 11
151
Gary Metzger, regional chairman,
Missouri/Kansas;
Garry Robinson, president, SBA division
Simmons First
National Corp
Pine Bluff, AR
George Makris II 1994
2 (3)
OakStar Bank
1020 E Battlefield Road, Springfield 65807
(417) 877-2020 • (417) 447-7920 44 $22,495,450
$19,401,000 $523,145 6
8 Randy Johnson, president/CEO
OakStar
Bancshares Inc
Springfield
Randy Johnson 2005
3 (5)
The Bank of Missouri
2360 E Sunshine St, Springfield 65804
(417) 881-4600 • (417) 881-4601 37 $7,042,300
$3,923,000 $190,332 7
23
Mick Nitsch,
community bank president
Reliable Community
Bancshares Inc
Perryville
Adrian Breen 2007
4 (2)
Arvest Bank
4140 S Fremont, Springfield 65804
(417) 885-7240 • (417) 885-7211
32 $4,807,864
$7,099,400
$150,246 12
270
Brad Crain, president/CEO
Arvest Bank
Group LLC
Lowell, AR
Jim Walton 2007
5 (10)
Guaranty Bank
1341 W Battlefield Road, Springfield 65807
(417) 520-4333 • (417) 520-6074 29 $15,137,600
$2,076,500 $521,986 9
9 Shaun Burke, CEO
Guaranty Federal Bancshares
Inc
Springfield
Shaun Burke 1913
6 (6)
US Bank
417 E St Louis St, Springfield 65806
(417)868-4400 23 $1,965,800
$1,030,900 $85,469 13
3,083
Carolyn Gegg,
vice president/SBA business
development officer
US Bancorp
Minneapolis Richard Davis 1911
7 (4)
RMI Southwest
1600 Arbour, Lebanon 65536
(417) 532-8760
15 $6,688,000
$13,878,000
$445,867 1
2
Annette Darnell, chief loan officer Rural Missouri Inc
Jefferson City
Zola Finch 1960
As of April 3, 2017. Ranked by the of number U.S. Small Business Administration-backed loans approved to southwest Missouri businesses from Oct. 1, 2015, through Sept. 30, 2016, SBA's fiscal year, then by total amount of loans. Loan information is
provided by the SBA Springfield office, which covers a 28-county area of southwest Missouri. Lending institutions must operate an office within Springfield Business Journal's coverage area. The previous year's rankings are in parentheses. To be
considered for future lists,
© Copyright 2017 SBJ. All rights reserved. This material may not be published, broadcast, rewritten or redistributed. Researched by Stevie Rozean and Jason Fulp
AREA'S LARGEST STOCK & BOND BROKERS
Rank
Name
Address
Telephone•Fax
Website
Numberof
Licensed
(Series7)
Brokers
Employees
(Local)
Offices
Local
Nationwide
TopLocalExecutive(s),Title(s) Services
Nameof
Clearinghouse
Headquarters
YearFounded
Locally
Nationally
1 (1)
Edward Jones Investments
Various offices, southwest Missouri
(800) 335-6637
38 85 35
12,353 Varies1
Investment banking & management, individual
& business retirement plans, education savings
plans, life insurance, annuities, long-term care
insurance, estate & trust services
Self-clearing
St. Louis
1986
1922
2 (3)
Penney Murray & Associates
1342 E Kingsley St, Ste E, Springfield 65804
(417) 881-9200 • (417) 890-7184 19 22 2
9
Ron Penney
Seth Murray, owners
Financial planning, investment management,
retirement & business planning
Ameriprise Financial
Springfield
2001
1894
3 (2)
Morgan Stanley Wealth Management
1535 E Primrose St, Springfield 65804
(417) 882-7150 • (417) 882-9744 16 23 1
585
Anita Oplotnik, senior investment
management consultant/vice
president
Investment management, financial planning,
retirement planning, life insurance, 401(k)
plans, foundation endowments, trust services,
banking & lending
Morgan Stanley
New York
1960
1924
4 (4)
Heim, Young & Associates Inc
1256 E Kingsley St, Springfield 65804
(417) 882-7283 • (417) 883-6315 14 24 2
2
Dennis Heim,
Dean Young,
Brent Singleton, partners
Financial, education & estate planning,
investment & portfolio management &
retirement planning
National Financial
Services LLC
Springfield
1989
1989
5 (5)
Strategic Financial Concepts Inc
3556 S Culpepper Circle, Ste 1, Springfield 65804
(417) 823-3810 13 10 4
16
Craig Wright, financial adviser/
director of development
Investments, financial planning, insurance,
business planning, tax management, estate
planning, capital accumulation
Pershing LLC
Wichita, KS
2009
1992
6 (7)
Piatchek & Associates Inc
1355 E Bradford Pkwy, Ste F, Springfield 65804
(417) 881-7900 • (417) 882-4209 6 10 3
5
John Piatchek, founder;
Kenny Gott, president
Retirement & estate planning, insurance,
financial planning, investments, business
consulting
National Financial
Services LLC
Springfield
1996
2002
7 (6)
Vineyard Asset Management LLC
3812 S Fremont Ave, Springfield 65804
(417) 881-7100 • (417) 881-7103 6 7
1
5 Benjamin Newhouse, CEO
Independent investment advisory, family-office
services for physicians, business owners &
high-net worth investors, estate & tax planning,
risk management, asset protection
TD Ameritrade
Institutional
Springfield
2007
2007
As of Aug. 7, 2017. Ranked by number of local Series 7 licensed brokers, then by number of local employees. The previous year's rankings are in parentheses. Series 7 licenses are administered by the Financial Industry Regulatory Authority as a mandatory
entry-level examination for stockbrokers. Springfield Business Journal relies on individual businesses to be truthful and accurate in their representation of information listed. To be considered for future list 1 Offices are
managed individually.
© Copyright 2017 SBJ. All rights reserved. This material may not be republished, rebroadcast, rewritten or redistributed. Researched by Sydni Moore